Exhibit 107
CALCULATION OF FILING FEE TABLES
Form S-3
(Form Type)
LM Funding America, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| Security Type |
Security Class |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Unit |
Maximum Price |
Fee Rate |
Amount of Registration Fee |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial Effective Date |
Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||
| Newly Registered Securities | ||||||||||||||||||||||||
| Fees to Be Paid | Equity | Common Stock, $0.001 per share |
Rule 457(o) | (1) | (1) | (1) | (1) | (1) | ||||||||||||||||
| Fees to Be Paid | Equity | Preferred Stock, $0.001 per |
Rule 457(o) |
(1) | (1) | (1) | (1) | (1) | ||||||||||||||||
| Fees to Be Paid | Other | Warrants | Rule 457(o) |
(1) | (1) | (1) | (1) | (1) | ||||||||||||||||
| Fees to Be Paid | Other | Units (2) | Rule 457(o) |
(1) | (1) | (1) | (1) | (1) | ||||||||||||||||
| Fees to Be Paid | Unallocated (Universal Shelf) |
Unallocated (Universal Shelf) |
Rule 457(o) |
(1) | (1) | $2,587,132 (1)(3) | 0.00015310 | $396.09 | ||||||||||||||||
| Fees Previously Paid | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||||||||||||
| Carry Forward Securities | ||||||||||||||||||||||||
| Carry Forward Securities |
Equity | Common Stock, $0.001 per share |
Rule 415(a)(6) |
(3) | S-3 | 333-258326 | ||||||||||||||||||
| Carry Forward Securities |
Equity | Preferred Stock, $0.001 per |
Rule 415(a)(6) |
(3) | S-3 | 333-258326 | ||||||||||||||||||
| Carry Forward Securities |
Other | Warrants | Rule 415(a)(6) |
(3) | S-3 | 333-258326 | ||||||||||||||||||
| Carry Forward Securities |
Other | Units (2) | Rule 415(a)(6) |
(3) | S-3 | 333-258326 | ||||||||||||||||||
| Carry Forward Securities |
Unallocated (Universal Shelf) |
Unallocated (Universal Shelf) |
Rule 415(a)(6) |
(3) | — | $147,412,868 (3) | 0.00 010 91 | — | S-3 | 333-258326 | August 16, 2021 | $16,082 | ||||||||||||
| Total Offering Amounts | $150,000, 000 (1)(3) | $396.09 | ||||||||||||||||||||||
| Total Fees Previously Paid | — | |||||||||||||||||||||||
| Total Fees Offsets | — | |||||||||||||||||||||||
| Net Fee Due | $396.09 | |||||||||||||||||||||||
| (1) | Pursuant to Instruction 2.A(iii)(b) of Item 16(b) of Form S-3, this information is not required to be included. An indeterminate amount of the securities of each identified class is being registered as may from time to time be offered under this registration statement at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold under this registration statement, as shall have an aggregate initial offering price up to $150,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. In addition, the total amount to be registered and the proposed maximum aggregate offering price are estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act. |
| (2) | Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock or preferred stock, or warrants, in any combination, which may or may not be separable from one another. |
| (3) | Pursuant to Rule 415(a)(6) under the Securities Act, securities with a maximum aggregate price of $147,412,868 registered hereunder are unsold securities (the “Unsold Securities”) previously covered by the registrant’s registration statement on Form S-3 (File No. 333-258326) which was initially filed with the Securities and Exchange Commission on July 30, 2021 and became effective on August 16, 2021 (the “Prior Registration Statement”), and are included in this registration statement. The registrant paid a filing fee of $16,082 (calculated at the filing fee rate in effect at the time of the filing of the Prior Registration Statement) relating to the Unsold Securities under the Prior Registration Statement, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this registration statement. During the grace period afforded by Rule 415(a)(5) under the Securities Act, the registrant may continue to offer and sell under the Prior Registration Statement, the Unsold Securities being registered hereunder. The registrant is also registering new securities on this registration statement with an aggregate initial offering price of $2,587,132 (the “New Securities”), which aggregate offering price is not specified as to each class of securities. A filing fee of $396.09 with respect to the New Securities is being paid in connection with the filing of this registration statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities under the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. |